William LeBas Speaks at BARBRI Webinar on the SEC’s Focus on Fees and Expenses
Asset Management Regulatory and Enforcement Partner William (Billy) LeBas was a featured panelist on a webinar, “Private Equity Management Fees and Expenses: Avoiding Investor Claims and SEC Enforcement Actions,” hosted by BARBRI / Strafford on July 9. Panelists discussed common deficiencies and compliance topics related to fees and expenses identified by the SEC in exams and enforcement actions related to private funds. They also provided practical guidance for private fund managers and their internal legal and compliance personnel on improving disclosure, reporting, responding to due diligence and maintaining compliance while mitigating enforcement and litigation risks. For more information about the webinar, please click
here.