Publications Jan 09, 2023 Jury Orders Hedge Fund Founder to Pay $8.2 Million for Overvaluation Missteps (Registered Funds Regulatory Update) Jan 09, 2023 SEC Extends Temporary Relief for Private Issuers of Fixed Income Securities (Registered Funds Regulatory Update) Jan 09, 2023 SEC Addresses Regulation S-ID Compliance Issues for Investment Advisers and Broker-Dealers (Registered Funds Regulatory Update) Jan 09, 2023 ICI President Weighs in on SEC Regulatory Agenda (Registered Funds Regulatory Update) Jan 09, 2023 DOL Issues Final Rule on ESG Investing and Proxy Voting (Registered Funds Regulatory Update) Jan 09, 2023 SEC Announces FY 2022 Enforcement Results and Trends (Registered Funds Regulatory Update) Jan 09, 2023 Investment Adviser Fined Over Principal Account Trades and Cross Trades (Registered Funds Regulatory Update) Jan 09, 2023 SEC Amends Rules Relating to Rule 10b5-1 Trading Plans and Imposes Additional Disclosure Requirements (Registered Funds Regulatory Update) Jan 09, 2023 SEC Adopts Amendments to Form N-PX Regarding Proxy-Voting Disclosures for Registered Funds and Institutional Investment Managers (Registered Funds Regulatory Update) Jan 09, 2023 SEC Updates Advertising Rules for Investment Companies and BDCs (Registered Funds Regulatory Update) Jan 09, 2023 SEC Adopts Amendments to Mutual Fund and ETF Shareholder Report Requirements (Registered Funds Regulatory Update) Jan 09, 2023 SEC Proposals Aim to Tackle Adviser Oversight of Service Providers (Registered Funds Regulatory Update) Jan 09, 2023 SEC Proposes Mandatory Swing Pricing Framework (Registered Funds Regulatory Update) Jan 06, 2023 FTC Issues Proposed Rule Barring Non-Compete Clauses With Workers, Spurring Questions About Agency’s Rulemaking Authority Jan 04, 2023 IRS Releases Interim Guidance on Stock Buyback Excise Tax Jan 03, 2023 IRS Releases Proposed Regulations Under Section 897 on Domestically Controlled REITs Jan 03, 2023 Second Circuit Curtails Title 18 Insider Trading Liability Dec 27, 2022 Selective Tender Rule Bars Insurer’s Equitable Contribution Claim Against Another Insurer, Says Washington Court (Insurance Law Alert) Dec 27, 2022 Fourth Circuit Rules That Insurers’ Reservations Of Rights Were Insufficient (Insurance Law Alert) Dec 27, 2022 California Court Refuses To Order Consolidated Arbitration Of Dispute Involving Two Reinsurance Agreements (Insurance Law Alert) ...21222324252627282930...