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Kathy L. Rose

425 Lexington Avenue
New York, NY 10017-3954
Phone:  (212) 455-7261
Fax:  (212) 455-2502
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Kathy Lynne Rose is Counsel and Global Director.  With over twenty-five years of experience practicing in the areas of banking, capital markets and securities, mergers and acquisitions, and bank regulatory, in addition to her other activities, Ms. Rose manages the Firm’s client intake and management conflicts assessment process, lateral attorney policies,  and insider trading and restricted list policies.  She also consults on Firm ethics issues and regularly teaches continuing legal education ethics seminars at the Firm and has also taught ethics seminars at The University of Chicago Law School.

Ms. Rose is a member of the New York City Bar Committee on Professional Responsibility, and she is an adjunct member of the New York City Bar Ethics Committee.  She is currently co-chairing a Joint Subcommittee of Professional Responsibility and Ethics tasked with reviewing and updating the City Bar White Paper on Advertising in light of developments in social media, and she has previously chaired a Subcommittee of Professional Responsibility that commented on the COSAC amendments and restructuring of the New York Code of Professional Responsibility, which were adopted in 2009 as the New York Rules of Professional Conduct.  She is a former member of The Association’s Banking Committee and the Eastern European Affairs Committee

Ms. Rose was formerly General Counsel for the U.S. operations of Creditanstalt-Bankverein and Bank Austria Creditanstalt. 

Ms. Rose received her B.A. magna cum laude and Phi Beta Kappa from Brandeis University and her J.D. from Columbia University School of Law, where she was a member of the Journal of Transnational Law and a Harlan Fiske Stone Scholar.  She received an interdisciplinary degree from the Parker School of Foreign and Comparative Law and graduated with Honors.

•  Member of New York City Bar Committee on Professional Responsibility and Adjunct Member of New York City Bar Committee on Professional and Judicial Conduct
•  New York State Bar Association
•  American Bar Association
Matthew Bender Treatise on Banking Law (2001), Volume 11, Chapter 193, Federal Branches and Federal Agencies, Co-Editor
Speaking Engagements
•  Kathy Rose to Speak at the New York City Bar Center for CLE "Hot Buttons of Legal Ethics" Program
June 27, 2012
•  Connecticut 1991
•  New York 1984
•  Columbia University/Parker School of Foreign and Comparative Law, 1983 J.D.
Harlan Fiske Stone Scholar, Columbia Journal of Transnational Law
•  Brandeis University, 1980 B.A.
Magna Cum Laude, Phi Beta Kappa

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