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Kathy L. Rose
Counsel

425 Lexington Avenue
New York, NY 10017-3954
Phone:  (212) 455-7261
Fax:  (212) 455-2502
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Kathy Lynne Rose is Counsel and Director of Conflicts Management.  With over twenty years of experience practicing in the areas of banking, capital markets and securities, mergers and acquisitions, and bank regulatory, in addition to her other activities, Ms. Rose manages the firm’s client and management conflicts assessment process and insider trading and restricted list policies.  She also regularly teaches continuing legal education ethics seminars at the Firm and has also taught ethics seminars at The University of Chicago Law School.

Ms. Rose is a member of the Professional Responsibility Committee of The Association of the Bar of the City of New York, and has chaired a Subcommittee commenting on the New York State Bar Association’s Committee on Standards of Attorney Conduct proposed comprehensive amendments and restructuring of the New York Code of Professional Responsibility, which have now been adopted as the New York Rules of Professional Conduct.  She is a former member of The Association’s Banking Committee and the Eastern European Affairs Committee.

Ms. Rose was formerly General Counsel for the U.S. operations of Creditanstalt-Bankverein and Bank Austria Creditanstalt. 

Ms. Rose received her B.A. magna cum laude and Phi Beta Kappa from Brandeis University in 1980 and her J.D. from Columbia University School of Law in 1983, where she was a member of the Journal of Transnational Law and a Harlan Fiske Stone Scholar.  She received an interdisciplinary degree from the Parker School of Foreign and Comparative Law and graduated with Honors

Honors/Associations
•  Member of Professional Responsibility Committee of the City of New York Bar Association
•  New York State Bar Association
•  American Bar Association
Publications
•  Matthew Bender Treatise on Banking Law (2001), Volume 11, Chapter 193, Federal Branches and Federal Agencies, Co-Editor
Admissions
•  Connecticut 1991
•  New York 1984
Education
•  Columbia University/Parker School of Foreign and Comparative Law, 1983 J.D.
Harlan Fiske Stone Scholar, Columbia Journal of Transnational Law
•  Brandeis University, 1980 B.A.
Magna Cum Laude, Phi Beta Kappa



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