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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

This latest edition of Simpson Thacher’s Registered Funds Alert discusses: the potential impact of the election on funds and their sponsors; a new data analytics tool that the SEC has developed quietly to take advantage of industry data; a decision in a Section 36(b) case that could undermine attorney-client privilege for boards and their counsel; and potential lessons from recent SEC actions related to valuation issues.

To view this quarter's articles as a PDF, please click here.

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