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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

The latest edition of Simpson Thacher’s Registered Funds Alert discusses: the SEC’s latest steps toward a uniform fiduciary rule; the argument for the SEC to expand confidential filing reviews to registered funds; issues arising under a new European Union reform that impacts soft dollar practices in the U.S.; and the possibility that the SEC is becoming more focused on BDCs.

To view this quarter's articles as a PDF, please click here.

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