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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

This latest edition of Simpson Thacher’s Registered Funds Alert discusses: the potential role registered funds reform could play in supporting the new SEC Chair’s mission to improve capital markets access; re-evaluating the burden on registered fund directors; the growing academic debate over antitrust concerns involving asset managers and mutual funds and potential related policy changes; and the SEC’s published Risk Alert on the top five investment adviser compliance issues found during inspections.

To view this quarter's articles as a PDF, please click here.

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