Simpson Thacher Partners Author Law360 Article on SEC Dismissal of the Liquidity Rule Compliance
08.18.25
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Partners Adam Aderton and Meaghan Kelly and Associate Andrew Ward authored an article, “Liquidity Rule Compliance Still Vital Even After SEC Dismissal,” which was published by Law360. The article discusses the SEC’s recent dismissal with prejudice of its first-ever case seeking to enforce the liquidity rule in SEC v. Pinnacle Advisors LLC. It further explores the history of the liquidity rule, the case background, the litigation and ultimate dismissal and what impact this will have on enforcement actions involving investment advisors.
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