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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

The latest edition of Simpson Thacher’s Registered Funds Alert discusses recent developments in the registered funds industry, including: our views in response to an SEC call for comment on expanding investor access to private company investments; a closer look at a recent development in determining whether a company is subject to the 1940 Act; and a summary and analysis of industry comment letters on the SEC’s rule proposal that would modify the registration, communications and offering rules for BDCs and registered closed-end investment companies.

To view this quarter's articles as a PDF, please click here.

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