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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

The latest edition of Simpson Thacher’s Registered Funds Alert discusses suggested areas of focus for the SEC under its new leadership with a review of the significant accomplishments of the SEC under Chair Clayton’s term; a summary of the SEC’s new rule regarding the use of derivatives and other financial transactions and areas for reconsideration; and our views on the positive and negative impacts of the SEC’s new fund-of-funds rule on closed-end funds and BDCs.

The SEC Under New Management—Outlook for 2021 and Beyond

SEC Overhauls the Framework Governing the Use of Derivatives by Regulated Funds

The New Fund-of-Funds Rule: The Good, the Bad and the Ugly for Closed-End Funds and BDCs

Notable Transactions: Q3 and Q4 2020

To view this quarter’s articles as a PDF, please click here.

“Investment Funds Practice of the Year 2018”
Chambers USA

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