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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

The latest edition of Simpson Thacher’s Registered Funds Alert discusses recent developments in the registered funds industry, including: answering frequently asked questions regarding the effects of a recent legislative victory for business development companies (BDCs); analyzing the SEC’s proposed interpretation of investment advisers’ fiduciary duties to clients; suggesting ways that the SEC could better promote self-reporting; and explaining the new "Active Share" metric and the investigation that led to its development.

To view this quarter's articles as a PDF, please click here.

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