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Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

The latest edition of Simpson Thacher’s Registered Funds Alert discusses recent developments in the registered funds industry, including: an examination of co-investment relief history and suggestions moving towards broader relief; a summary of themes of primary concern regarding standards of conduct for advisers and broker-dealers; a discussion of recent statements and actions emphasizing SEC staff guidance limitations; and Simpson’s predictions and suggestions regarding the SEC’s derivatives rule re-proposal.

To view this quarter's articles as a PDF, please click here.

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