A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Registered Funds Alert

Simpson Thacher’s Registered Funds Alert is a quarterly publication covering SEC guidance, regulatory updates (including notable no-action letters and comments from SEC officials), developments in litigation and other market developments affecting registered funds, advisers and directors.

In This Issue:

The latest edition of Simpson Thacher’s Registered Funds Alert discusses recent developments in the registered funds industry, including: our views in response to an SEC call for comment on expanding investor access to private company investments; a closer look at a recent development in determining whether a company is subject to the 1940 Act; and a summary and analysis of industry comment letters on the SEC’s rule proposal that would modify the registration, communications and offering rules for BDCs and registered closed-end investment companies.

Our Comment Letter on Ways to Expand Investor Access to Private Company Investments Through Registered Funds

Lyfting Our Spirits: The SEC’s Reengagement With Section 3(b)(2) of the 1940 Act May Provide an Avenue for Non-Investment Companies to Obtain Clarity About Investment Company Act Status and Reduce Compliance Costs

Key Themes From Comments on SEC Proposals Regarding Securities Offering Reforms for Business Development Companies and Closed-End Investment Companies

Notable Transactions: Q2 & Q3 2019

To view this quarter's articles as a PDF, please click here.

“Investment Funds Practice of the Year 2018”
Chambers USA

Topics:

News & Events

    Publications