A Partner in Simpson Thacher’s Financial Institutions Practice, Spencer Sloan’s practice focuses on advising domestic and international financial institutions and their holding companies in connection with regulatory, supervisory, enforcement and governance matters. Spencer regularly counsels U.S. and foreign banks, investors and other regulated financial services firms in connection with mergers and acquisitions and capital markets transactions before the major financial services regulators, including the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation, as well as state banking regulators. He also advises banking clients on regulatory compliance matters, activity and structuring issues and enforcement actions. Spencer was recently recognized as a Law360 “Rising Star” in the banking sector.
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Work Highlights
- U.S. Bancorp in its $8 billion acquisition of MUFG Union Bank’s core regional banking franchise from Mitsubishi UFJ Financial Group
- TD Bank in its $26 billion sale of TD Ameritrade to The Charles Schwab Corp., its $4 billion acquisition of Scottrade Financial and its $1.3 billion acquisition of Cowen
- TCF Financial Corporation in its merger with Huntington Bancshares and its $3.5 billion merger of equals with Chemical Financial
- People’s United Financial in its $7.6 billion sale to M&T Bank and four community bank acquisitions
- Fifth Third in its $4.7 billion acquisition of MB Financial
- Synovus in its $2.9 billion acquisition of Florida Community Bank
- IBERIABANK in its merger of equals with First Horizon National and in its acquisitions of Gibraltar Private Bank & Trust and Sabadell United Bank
- KeyCorp in its $4.1 billion acquisition of First Niagara Financial Group
- Stone Point Capital and its portfolio companies in various transactions, including the acquisition of Ascensus and Ascensus’ acquisition of Newport Group, and the purchase of 20% of Truist Bank's insurance brokerage business for $1.95 billion
Bayview Asset Management in its investment in TIAA Bank
Accolades
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“Rising Star” in Banking, Law360 2023
Education
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Columbia Law School, 2013 J.D.
James Kent Scholar; Harlan Fiske Stone Scholar
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University of Virginia, 2010 B.A.
with high distinction
A Partner in Simpson Thacher’s Financial Institutions Practice, Spencer Sloan’s practice focuses on advising domestic and international financial institutions and their holding companies in connection with regulatory, supervisory, enforcement and governance matters.
Spencer regularly counsels U.S. and foreign banks, investors and other regulated financial services firms in connection with mergers and acquisitions and capital markets transactions before the major financial services regulators, including the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation, as well as state banking regulators. He also advises banking clients on regulatory compliance matters, activity and structuring issues and enforcement actions. Spencer was recently recognized as a Law360 “Rising Star” in the banking sector.
Examples of Spencer’s work includes advising:
- U.S. Bancorp in its $8 billion acquisition of MUFG Union Bank’s core regional banking franchise from Mitsubishi UFJ Financial Group
- TD Bank in its $26 billion sale of TD Ameritrade to The Charles Schwab Corp., its $4 billion acquisition of Scottrade Financial and its $1.3 billion acquisition of Cowen
- TCF Financial Corporation in its merger with Huntington Bancshares and its $3.5 billion merger of equals with Chemical Financial
- People’s United Financial in its $7.6 billion sale to M&T Bank and four community bank acquisitions
- Fifth Third in its $4.7 billion acquisition of MB Financial
- Synovus in its $2.9 billion acquisition of Florida Community Bank
- IBERIABANK in its merger of equals with First Horizon National and in its acquisitions of Gibraltar Private Bank & Trust and Sabadell United Bank
- KeyCorp in its $4.1 billion acquisition of First Niagara Financial Group
- Stone Point Capital and its portfolio companies in various transactions, including the acquisition of Ascensus and Ascensus’ acquisition of Newport Group, and the purchase of 20% of Truist Bank's insurance brokerage business for $1.95 billion
- Bayview Asset Management in its investment in TIAA Bank
Spencer received his J.D. from Columbia Law School, where he was a Harlan Fiske Stone Scholar and a James Kent Scholar. He received his B.A., with high distinction, from the University of Virginia. He is admitted to practice in New York.