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Securities Law Alert

 
 
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Simpson Thacher’s Securities Law Alert is a monthly publication covering noteworthy decisions in the area of securities and shareholder litigation. 

In This Issue:

Third Circuit: A District Court Must Impose “Some Form” of Rule 11 Sanctions When It Finds Rule 11 Violations in Proceedings Governed by the PSLRA

Ninth Circuit: Complaint Timely Where Plaintiff Could Not Have Discovered Necessary Facts Until an SEC Order Revealed That a Company’s Statements Were Misleading

Southern District of New York: Interprets the Purchaser-Seller Rule in the Context of a De-SPAC Transaction  

To view this month’s articles as a PDF, please click here.

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