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Securities Law Alert

 
 
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Simpson Thacher’s Securities Law Alert is a monthly publication covering noteworthy decisions in the area of securities and shareholder litigation. 

In This Issue:

Second Circuit: Bank’s Failure to Disclose Money Laundering Suspicions Not Actionable As There Was No Obligation to Self-Report

Third Circuit: FRCP 15(c) Applies to Statutes of Repose, Allowing Amendment of a Pleading After the Expiration of a Repose Period

Northern District of California: Plaintiff’s Inability to Reconcile a Company’s Financial Reporting to Its Market Interpretation, Without More, Does Not Plausibly Allege a Misstatement

Southern District of New York: Exchange Act Does Not Apply Because the OTCQX Is Not an Exchange Under Morrison v. National Australia Bank

To view this month’s articles as a PDF, please click here.

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