Francis C. Marinelli Will Speak at PLI’s “Understanding the Securities Laws 2010” Program
10.05.10
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Simpson Thacher senior counsel Francis C. Marinelli will speak at Practising Law Institute’s “Understanding the Securities Laws 2010” program on October 26, 2010 and December 7, 2010 in New York. Mr. Marinelli will speak on a panel entitled “’Insiders’ and ‘Affiliates’ – Section 16, Resales and Other Securities Law,” which will focus on Section 16 reporting and liability – short-swing profit rules; tracking related party transactions; implications of delinquent filings and minimizing their impact; resale limitations and affiliate and control securities under Rule 144; private resales – the “4(1-1/2)” exemption; planned sales under 10b5-1 plans; and compliance update – insider trading and other issues.
For more information or to register, please click here (October program) or click here (December program).