Risë Norman to Speak at New York City Bar Program “What You Need to Know About Capital Markets Law: SEC Securities Registration vs. Private Placements, SEC Reporting and SEC Liability”
Capital Markets Partner Risë Norman will speak on a panel entitled “SEC Registration Process” at the New York City Bar program “What You Need to Know About Capital Markets Law: SEC Securities Registration vs. Private Placements, SEC Reporting and SEC Liability” on September 15. The panel will discuss securities offerings and the SEC, with a focus on key aspects of the registration process, debt vs. equity, due diligence and how to avoid common, costly mistakes and unintended consequences.
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