Publications Memos Go Back SEC Rule 10b5-1 and Insider Trading Liability 10.17.00 This memorandum summarizes the SEC's recently enacted Rule 10b-5 and sets forth the criteria that must be followed to establish the new affirmative defenses under the rule. Related Insights 10.09.25 | Publications SEC Provides Guidance Enabling IPO Issuers to Access the Market During a Government Shutdown 09.29.25 | Publications Potential SEC Shutdown: Considerations for Public Companies and Impact on Capital Markets Transactions 09.24.25 | Publications Navigating the Evolving SEC Regime for Foreign Private Issuers: Key Regulatory Debates, Risks and Strategic Considerations Related Services Related Practice Areas Banking and Credit Corporate Litigation Capital Markets Asset Management M&A Securities Litigation Debt Acquisition Finance Complex Commercial Litigation