Publications Memos Go Back SEC Rule 10b5-1 and Insider Trading Liability 10.17.00 This memorandum summarizes the SEC's recently enacted Rule 10b-5 and sets forth the criteria that must be followed to establish the new affirmative defenses under the rule. Related Insights 09.15.21 | Publications App Annie and Its Founder to Pay $10 Million to Settle First SEC Enforcement Action Against Alternative Data Provider 02.21.12 | Publications Overview of Final Rules on Recordkeeping and Reporting of Swaps 02.17.12 | Publications The Federal Reserve’s Evolving Financial Stability Analysis in Bank and Nonbank Acquisitions Related Services Related Practice Areas Banking and Credit Corporate Litigation Capital Markets Asset Management M&A Securities Litigation Debt Acquisition Finance Complex Commercial Litigation