Publications Memos Go Back SEC Rule 10b5-1 and Insider Trading Liability 10.17.00 This memorandum summarizes the SEC's recently enacted Rule 10b-5 and sets forth the criteria that must be followed to establish the new affirmative defenses under the rule. Related Insights 12.09.25 | Publications SEC Agrees to Terminate Remaining Undertakings Under the Global Research Analyst Settlement 12.04.25 | Publications SEC Division of Examinations Announces 2026 Examination Priorities 11.18.25 | Publications Fed Issues New Principles to Significantly Shift Bank Supervisory Priorities Related Services Related Practice Areas Banking and Credit Corporate Litigation Capital Markets Asset Management M&A Securities Litigation Debt Acquisition Finance Complex Commercial Litigation