Publications Memos Go Back SEC Rule 10b5-1 and Insider Trading Liability 10.17.00 This memorandum summarizes the SEC's recently enacted Rule 10b-5 and sets forth the criteria that must be followed to establish the new affirmative defenses under the rule. Related Insights 07.24.25 | Publications California AG Fines Healthline $1.55 Million for Privacy Violations 07.22.25 | Publications GENIUS Act Establishes Regulatory Framework for Stablecoins 07.15.25 | Publications SEC Drops First Ever Liquidity Rule Suit Against Mutual Fund Adviser and Officers and Trustees Related Services Related Practice Areas Banking and Credit Corporate Litigation Capital Markets Asset Management M&A Securities Litigation Debt Acquisition Finance Complex Commercial Litigation