Publications Memos Go Back SEC Rule 10b5-1 and Insider Trading Liability 10.17.00 This memorandum summarizes the SEC's recently enacted Rule 10b-5 and sets forth the criteria that must be followed to establish the new affirmative defenses under the rule. Related Insights 09.22.23 | Publications FTC Files Antitrust Complaint Against Provider of Anesthesia Services and Private Equity Investor, Alleging “Roll-Up” Acquisition Strategy and Other Anticompetitive Behavior 09.15.21 | Publications App Annie and Its Founder to Pay $10 Million to Settle First SEC Enforcement Action Against Alternative Data Provider 03.04.20 | Publications SEC Adopts Amendments to Financial Disclosure Requirements That Enhance the Ability of Umbrella Partnerships to Offer SEC-Registered Debt Related Services Related Practice Areas Banking and Credit Corporate Litigation Capital Markets Asset Management M&A Securities Litigation Debt Acquisition Finance Complex Commercial Litigation