Publications Memos Go Back SEC Rule 10b5-1 and Insider Trading Liability 10.17.00 This memorandum summarizes the SEC's recently enacted Rule 10b-5 and sets forth the criteria that must be followed to establish the new affirmative defenses under the rule. Related Insights 08.06.26 | Publications OCC Signals Heightened Focus on De Novo Charter Application Quality 08.05.26 | Publications Debt-For-Equity Exchanges Developments – New FINRA Rule 08.05.26 | Publications Federal Reserve Proposes Long-Awaited Modernization of Regulation O Insider Lending Rules Related Services Related Practice Areas Banking and Credit Corporate Litigation Capital Markets Asset Management M&A Securities Litigation Debt Acquisition Finance Complex Commercial Litigation