Publications Memos Go Back Regulatory Developments in the Investment Company Industry 03.03.04 This memorandum summarizes the regulatory developments that the SEC has adopted governing investment companies registered under the Investment Company Act of 1940. Related Insights 09.22.23 | Publications FTC Files Antitrust Complaint Against Provider of Anesthesia Services and Private Equity Investor, Alleging “Roll-Up” Acquisition Strategy and Other Anticompetitive Behavior 09.15.21 | Publications App Annie and Its Founder to Pay $10 Million to Settle First SEC Enforcement Action Against Alternative Data Provider 03.04.20 | Publications SEC Adopts Amendments to Financial Disclosure Requirements That Enhance the Ability of Umbrella Partnerships to Offer SEC-Registered Debt Related Services Related Practice Areas Corporate Capital Markets Asset Management M&A Debt