Publications Memos Go Back Regulatory Developments in the Investment Company Industry 03.03.04 This memorandum summarizes the regulatory developments that the SEC has adopted governing investment companies registered under the Investment Company Act of 1940. Related Insights 10.28.26 | Publications SEC Staff Clears Path for Regulated Funds to Implement Shareholder Directed Voting Programs, but Key Matters Remain Outside the Program 10.12.26 | Publications CFTC Seeks Comment on a Tailored Federal Framework for Retail Crypto Trading 10.09.26 | Publications Responsible Retailization, Round One: Key Takeaways from the SEC’s Proposals to Expand Regulated Fund Access to Private Markets Related Services Related Practice Areas Corporate Capital Markets Asset Management M&A Debt