Publications Memos Go Back Amendments to the Federal Sentencing Guidelines Impose New Standards for Compliance and Ethics Programs 12.23.04 The amendments emphasize the importance of implementing the mandatory effective compliance and ethics program. Related Insights 08.07.26 | Publications SEC Watch: Monthly Takeaways for Asset Managers - August 2026 07.02.26 | Publications SEC Watch: Monthly Takeaways for Asset Managers - July 2026 06.12.26 | Publications U.S. Supreme Court Rules That There Is No Implied Private Right of Action to Rescind Contracts That Allegedly Violate the Investment Company Act Related Services Related Practice Areas Litigation Government and Internal Investigations Securities Litigation Complex Commercial Litigation