Publications Memos Go Back Amendments to the Federal Sentencing Guidelines Impose New Standards for Compliance and Ethics Programs 12.23.04 The amendments emphasize the importance of implementing the mandatory effective compliance and ethics program. Related Insights 07.15.25 | Publications SEC Drops First Ever Liquidity Rule Suit Against Mutual Fund Adviser and Officers and Trustees 12.16.24 | Publications New Regulatory Regime to Strictly Restrict Access to U.S. Sensitive Personal Data from China and Other Countries of Concern 09.30.24 | Publications Continued SEC Enforcement Sweep Leads to $3.8 Million in Penalties for Section 13 and 16 Reporting Failures Related Services Related Practice Areas Litigation Government and Internal Investigations Securities Litigation Complex Commercial Litigation