David Azarkh Publishes Articles in Lexis Practice Advisor on Responding to SEC Comment Letters and Drafting Risk Factors for a Registration Statement
11.02.17
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Corporate Partner David Azarkh published an article in Lexis Practice Advisor titled “Responding to SEC Comment Letters.” The article shares practical advice on how to address SEC comment letters in response to a company’s filing, including how to reply to SEC comments, addressing future comments and making Tandy representations.
David also published an article “How to Draft Risk Factors for a Registration Statement,” which reviews the importance of risk factors in registration statements, particularly on Form S-1 filed in connection with an initial public offering. David discusses the basic requirements under the securities laws, the types of risk, identifying the relevant risks and disclosure, common risk factors applicable to IPOs and general drafting tips for risk factors.