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Tips and Tricks for Annual Form ADV Update Season

02.05.19

Registered investment advisers and exempt reporting advisers (“ERAs”) are required to file an annual update to Form ADV with the Securities and Exchange Commission (“SEC”) within 90 days after the end of their fiscal years. Accordingly, a registered investment adviser or ERA whose fiscal year ended on December 31, 2018 must submit an annual Form ADV update no later than March 31, 2019. This Memorandum offers some practical suggestions that registered investment advisers and ERAs should consider in connection with preparing to file their annual Form ADV updates.