Publications Jan 27, 2022 Mimi Cheng, Jennifer Levitt and Jonathan Lindabury Co-Author Chapter in Fund Finance 2022 Jan 26, 2022 SEC Proposes Changes to Form PF That Could Prove Challenging Jan 25, 2022 Revised HSR Act Thresholds Jan 19, 2022 New York Court of Appeals Roundup: Kainer Affirms Court Discretion Regarding Forum Non Conveniens Jan 12, 2022 Jury Finds NY Adviser Violated Anti-Fraud Provisions of Advisers Act (Registered Funds Regulatory Update) Jan 12, 2022 Mutual Fund Accused of Charging Excessive Fees for “Closet Indexing” (Registered Funds Regulatory Update) Jan 12, 2022 IDC Recommends Flexibility on In-Person Voting Requirements (Registered Funds Regulatory Update) Jan 12, 2022 Senate Finance Committee Chair Proposes Legislation to Close Certain Pass-Through Loopholes That Impacts Mutual Funds and ETFs (Registered Funds Regulatory Update) Jan 12, 2022 IOSCO Issues Final Report on Sustainability Practices (Registered Funds Regulatory Update) Jan 12, 2022 Report Highlights Trends in Governance Practices and Fund Board Demographics (Registered Funds Regulatory Update) Jan 12, 2022 William Birdthistle Named Director of SEC’s Division of Investment Management (Registered Funds Regulatory Update) Jan 12, 2022 Commissioner Peirce Releases Statement Critical of New Disclosure Requirements Related to Fixed-Income Transactions; Staff Issues Second No-Action Letter Extending New Disclosure Requirements’ Compliance Date (Registered Funds Regulatory Update) Jan 12, 2022 SEC Division of Examinations Issues Risk Alert on Fee Calculations Under the Advisers Act (Registered Funds Regulatory Update) Jan 12, 2022 SEC Staff Release a Statement on Impending LIBOR Transition (Registered Funds Regulatory Update) Jan 12, 2022 SEC Proposes Amendments to Money Market Fund Rules (Registered Funds Regulatory Update) Jan 12, 2022 Proposed Updates to Securities Lending (Registered Funds Regulatory Update) Jan 12, 2022 SEC Proposes Amendments to Rule 10b5-1 Insider Trading Plans (Registered Funds Regulatory Update) Jan 12, 2022 SEC Proposes New Disclosure Requirements for Stock Buyback Transactions (Registered Funds Regulatory Update) Jan 12, 2022 SEC Proposes Changes to its 2020 Proxy Advice Amendments (Registered Funds Regulatory Update) Jan 12, 2022 2022 Global Cartel Forecast ...41424344454647484950...