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SEC Adopts Final Rules Applicable To Registered Investment Companies Under The Sarbanes-Oxley Act: Shareholder Reports, Financial Experts and Codes of Ethics

02.28.03

This memorandum provides an overview of final rules adopted by the SEC applicable to registered investment companies under Sarbanes-Oxley including rules relating to shareholder reports, financial experts and codes of ethics.

Authors and Contacts

Marisa Stavenas Partner [email protected] +1-212-455-2303

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SEC Adopts Final Rules Applicable To Registered Investment Companies Under The Sarbanes-Oxley Act: Shareholder Reports, Financial Experts and Codes of Ethics

Authors and Contacts

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