Skip To The Main Content

Publications

Articles Go Back

Investment Advisers and Private Funds Alert: SEC Adopts Rules on Exemptions to Registration and Reporting Requirements Pursuant to Dodd-Frank

01.09.12
Simpson Thacher corporate partners Thomas Bell and Olga Gutman recently published an article entitled "Investment Advisers and Private Funds Alert: SEC Adopts Rules on Exemptions to Registration and Reporting Requirements Pursuant to Dodd-Frank" in BNA’s Securities Regulation & Law Report - Insights.  The article discusses Securities and Exchange Commission rules providing exemptions from 1940 Investment Advisers Act registration, reporting and recordkeeping requirements.