Kristopher Kendall is Counsel in the Firm's Registered Funds Practice. Based in New York, he advises broker-dealers, asset managers, registered and private funds, and other financial institutions on a broad range of regulatory, compliance, and transactional matters. Kristopher counsels clients on securities regulations applicable to trading practices and market structure, including regulations applicable to alternative trading systems, Regulation SHO, best execution and new issue trading requirements. He also represents broker-dealers and other financial institutions in examinations, investigations and enforcement proceedings before the Securities and Exchange Commission (SEC), FINRA and other regulatory authorities.
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Education
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Hofstra University School of Law, 2014 J.D.
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Fairleigh Dickinson University, 2010 B.S.
Admissions
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New York 2015
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New Jersey 2015
Kristopher Kendall is Counsel in the Firm's Registered Funds Practice. Based in New York, he advises broker-dealers, asset managers, registered and private funds, and other financial institutions on a broad range of regulatory, compliance, and transactional matters. Kristopher counsels clients on securities regulations applicable to trading practices and market structure, including regulations applicable to alternative trading systems, Regulation SHO, best execution and new issue trading requirements. He also represents broker-dealers and other financial institutions in examinations, investigations and enforcement proceedings before the Securities and Exchange Commission (SEC), FINRA and other regulatory authorities.
Kristopher received his J.D. from Hofstra University School of Law in 2014 and his B.S. from Fairleigh Dickinson University in 2010. Kristopher is admitted to practice in New York and New Jersey.