Simpson Thacher in the News
Go Back
Adam Aderton Quoted in Ignites on SEC Risk Alert on Economic Conflicts of Interest
Partner Adam Aderton was quoted in an article titled, “SEC Zeroes in on Mutual Fund, Money Fund Share Class Selection,” which was published by Ignites. The article discussed the SEC Division of Examinations’ latest Risk Alert on investment advisor obligations related to economic conflicts of interest and what it signals about the agency’s exam priorities. Adam highlighted that advisors can look to the risk alert as a roadmap for areas of potential exam focus and noted that "the topics identified in the new risk alert are exactly the kinds of issues that the Retail Fraud Working Group is likely to investigate."
To read the full article, please click here (subscription required).