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SEC Approves New Rule 2790 (Restrictions on the Purchase and Sale of IPOs of Equity Securities); Replaces Free-Riding and Withholding Interpretation

01.28.04
The SEC approved a new Rule that replaces the Interpretation and as a result of the Rule, domestic or offshore investment vehicles that intend to participate in new issues will likely need to change their offering and governing documents and such changes may require the consent of the vehicles' investors.